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Capital Markets Practice Quiz



Multiple Choice
Identify the letter of the choice that best completes the statement or answers the question.
 
 
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1. 

The movement from x to x' in Exhibit 0195 represents a(n)
a.
increase in roundabout production; future ability to produce consumer goods will be higher as a result
b.
increase in roundabout production; future ability to produce consumer goods will be lower as a result
c.
decrease in roundabout production; future ability to produce consumer goods will be higher as a result
d.
decrease in roundabout production; future ability to produce consumer goods will be lower as a result
e.
decrease in roundabout production but one that does not have an effect on future ability to produce consumer goods
 

2. 

The benefit of the production of capital is
a.
decreased current production of consumption goods
b.
increased future production of consumption goods
c.
the amount of roundabout production
d.
abundant capital accumulation
e.
the decreased amount of future capital available
 

3. 

Interest is a payment for deferred
a.
taxation
b.
saving
c.
consumption
d.
investment
e.
none of the above
 

4. 

Which of the following does not reflect a positive rate of time preference?
a.
A couple gets a mortgage for a new house instead of saving up for it.
b.
A print shop gives discounts to people who can wait overnight for their copies.
c.
Mail companies charge people premiums for packages that must be delivered overnight.
d.
Faster computers are more expensive than slower ones, other things equal.
e.
Bank Christmas clubs pay no interest.
 

5. 

If the interest rate increases from 6 percent to 10 percent per year, each $100 saved will earn
a.
$4 per year more than before
b.
$6 per year more than before
c.
$10 per year more than before
d.
$16 per year more than before
e.
$60 per year more than before
 

6. 

If we assume that a unit of capital will last indefinitely, the marginal rate of return on investment equals the marginal revenue product of capital divided by its marginal resource cost.
a.
True
b.
False
 

7. 

In order to predict marginal rates of return on investment, producers must forecast interest rates.
a.
True
b.
False
 

8. 

The concept of marginal productivity is applicable to
a.
all of the following
b.
capital
c.
entrepreneurial talent
d.
land
e.
labor
 
 
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9. 

Exhibit 0197 gives data on the number of tools a certain firm buys to use in its production process. Assume that the tools are expected to last indefinitely, that operating expenses are negligible, and that the price of the firm's output is expected to remain constant in the future. At an interest rate of 7 percent, the firm in Exhibit 0197 should select
a.
the maximum number of tools available because price does not decrease as output increases
b.
the minimum number of tools available because price does not increase as output increases
c.
three tools
d.
four tools
e.
five tools
 
 
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10. 

Exhibit 0199 shows data on the various dough-mixing machines that a donut shop is considering buying. Assume that any dough-mixing machine is expected to last indefinitely, that operating expenses are negligible, and that the price of donuts is expected to remain constant in the future. The marginal rate of return on the machine with the three-quart bowl is
a.
1 percent
b.
5 percent
c.
10 percent
d.
20 percent
e.
55 percent
 

11. 

Exhibit 0199 shows data on the various dough-mixing machines that a donut shop is considering buying. Assume that any dough-mixing machine is expected to last indefinitely, that operating expenses are negligible, and that the price of donuts is expected to remain constant in the future. If the interest rate is 8 percent and the firm has $3,000 on hand, what should it do?
a.
Buy the machine with the three-quart bowl, which costs $3,000.
b.
Save $3,000 at the interest rate of 8 percent.
c.
Buy the machine with the one-quart bowl and save the extra $2,000.
d.
Buy the machine with the two-quart bowl and save the extra $1,000.
e.
Buy two machines, with one-quart and two-quart bowls.
 

12. 

IBM's marginal rate of return on investment curve equals its
a.
supply of loanable funds curve
b.
supply of investment curve
c.
marginal revenue product curve
d.
marginal revenue cost curve
e.
investment demand curve
 

13. 

When the marginal rate of return expected from a purchase of equipment is greater than the market interest rate, the firm should
a.
not purchase the equipment
b.
purchase the equipment
c.
either purchase or not purchase the equipment, depending on the marginal resource cost
d.
inform stockholders that the company expects a decrease in earnings from the purchase
e.
seek government assistance in raising market interest rates
 

14. 

The supply of loanable funds curve reflects
a.
the negative relation between the market rate of interest and the quantity of borrowed funds
b.
the negative relation between the market rate of interest and the quantity of savings
c.
the positive relation between the market rate of interest and the quantity of borrowed funds
d.
the positive relation between the market rate of interest and the quantity of savings
e.
the positive relation between the market rate of interest and the quantity of present consumption
 

15. 

A technological breakthrough that increases the marginal productivity of capital would increase the
a.
demand for loanable funds, leading to a lower equilibrium market rate of interest
b.
supply of loanable funds, leading to a lower equilibrium market rate of interest
c.
demand for loanable funds, leading to a higher equilibrium market rate of interest
d.
supply of loanable funds, leading to a higher equilibrium market rate of interest
e.
supply of loanable funds but have no impact on the equilibrium market rate of interest
 

16. 

The administration costs of a loan as a proportion of the total cost of the loan typically
a.
decrease as the size of the loan increases. Therefore, the larger the loan, other things constant, the lower the interest rate
b.
decrease as the size of the loan increases. Therefore, the larger the loan, other things constant, the higher the interest rate
c.
increase as the size of the loan increases. Therefore, the larger the loan, other things constant, the lower the interest rate
d.
increase as the size of the loan increases. Therefore, the larger the loan, other things constant, the higher the interest rate
e.
increase as the size of the loan increases, but this has no impact on the interest rates charged for large loans compared to small loans
 

17. 

The term structure of interest rates describes the relationship between the rate of interest charged and the
a.
length of time until repayment of the loan
b.
amount of the loan
c.
riskiness of the borrower
d.
identity of the borrower
e.
age of the lender
 

18. 

The procedure of determining the present value of payments to be received in the future is known as
a.
compounding
b.
amortizing
c.
perpetuating
d.
nominalizing
e.
discounting
 

19. 

The present discounted value of $100 to be received in one year and with an interest rate of 10 percent is closest to
a.
$100
b.
$10
c.
$110
d.
$91
e.
$80
 

20. 

There is an inverse relationship between the present value of a future amount and the interest rate used for discounting.
a.
True
b.
False
 

21. 

Suppose an investment will yield $1,000 after one year and $2,000 after two years. What is the present value of this investment if the discount rate is 8 percent?
a.
$2,479.34
b.
$2,640.60
c.
$2,727.27
d.
$3,000
e.
$3,520
 

22. 

A given sum of money received each year for a specific number of years is called a(n)
a.
bond
b.
perpetuity
c.
debt
d.
discount
e.
annuity
 

23. 

If the interest rate is 8 percent, a person who is offered the opportunity to buy an annuity paying $30,000 per year forever should
a.
do so if the price is greater than $375,000
b.
do so if the price is less than $375,000
c.
be willing to pay only $37,037 for it
d.
be willing to pay $77,037 for it
e.
be willing to pay no more than $300,000 for it
 

24. 

If ABC Corp. is profitable,
a.
it must pay dividends to its stockholders
b.
pretax profits are either paid as dividends or reinvested in the corporation
c.
after-tax profits are either paid as dividends or reinvested in the corporation
d.
it is contractually obligated to retain a portion of its earnings
e.
it typically uses the profits to buy back its own stock from the underwriter
 

25. 

The market value of ABC Corp., whose securities are publicly traded, can be found by
a.
multiplying the price of its stock by the number of shares outstanding
b.
dividing the number of shares outstanding by the price of the stock
c.
adding the total value of its outstanding stock to the total value of its outstanding bonds
d.
subtracting the total value of its outstanding bonds from the total value of its outstanding stock
e.
subtracting the total value of its outstanding stock from the total value of its outstanding bonds
 

26. 

Most securities traded in the United States are
a.
secondhand securities bought by individuals
b.
secondhand securities bought by institutional investors
c.
new securities bought by institutional investors
d.
new securities bought by banks and insurance companies
e.
new securities bought by individuals
 

27. 

The exchange of secondhand securities
a.
all of the following are correct
b.
does not provide funds to the firm that issued those securities
c.
includes the initial sale when securities are issued by a firm
d.
involves very few institutional investors
e.
lowers the liquidity of the securities
 

28. 

Most modern corporations have
a.
many different, unorganized stockholders
b.
one dominant stockholder and many other subordinate ones
c.
a few stockholders
d.
major stockholders acting as managers
e.
many partners and many stockholders
 

29. 

Which of the following is true if Gordon, who manages a firm in which he owns 2 percent of the firm's stock, spends $100,000 of potential profit on a new office bar?
a.
Gordon will be fired.
b.
Gordon will lose $20,000 in pretax profit.
c.
Gordon will lose $2,000 in pretax profit.
d.
Gordon is decreasing his utility by decreasing his income.
e.
Gordon is decreasing his income by decreasing his utility.
 

30. 

Controls on management's tendency to serve its own, rather than the stockholders', interests include
a.
the separation of ownership from control
b.
stockholders' rights to elect the board of directors and tying managers' pay to profits
c.
transaction costs, judicial intervention, and tying managers' pay to profits
d.
perquisites and team production
e.
government regulation and judicial intervention
 



 
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